PUBLIC ANTI-MONEY LAUNDERING AND COMPLIANCE NOTICE (AML/KYC)

Lux Capital LLC (“Lux Capital”), incorporated in the State of Wyoming, United States, is committed to protecting the integrity of the global financial system and preventing money laundering, terrorist financing, and other financial crimes. Lux Capital is registered with the Financial Crimes Enforcement Network (FinCEN), a bureau of the United States Department of the Treasury, as a Money Services Business (MSB) under registration number 31000283507084. Its Compliance Program has been developed to comply with the applicable requirements of the Bank Secrecy Act (BSA) and the USA PATRIOT Act, while also reflecting the international best practices established by the Financial Action Task Force (FATF). Registration with FinCEN is a regulatory filing requirement and does not constitute an approval, certification, recommendation, or guarantee by FinCEN or any other governmental authority regarding Lux Capital’s services, financial soundness, or business practices. To protect our clients, our platform, and the integrity of the financial system, Lux Capital maintains a robust Compliance Program based on the following pillars:

• Customer Identification Program (KYC/CIP): Lux Capital does not permit the opening or maintenance of anonymous, fictitious, or false-identity accounts. All customers, whether individuals or legal entities, must complete the identity verification process before accessing any of our services by providing a government-issued identification document, valid proof of address, and biometric liveness verification. For institutional clients, full identification of the corporate structure is required, including verification of the Ultimate Beneficial Owners (UBOs).
• International Sanctions Compliance (OFAC, United Nations, and European Union): All customers, beneficiaries, and transactions are screened, both at onboarding and on an ongoing basis, against the sanctions lists maintained by the Office of Foreign Assets Control (OFAC), the United Nations, and the European Union. Any transaction involving individuals, entities, or jurisdictions subject to sanctions may be blocked, rejected, or reported to the competent authorities, as required by applicable law.
• Transaction Monitoring and Reporting: Lux Capital uses automated monitoring systems to identify unusual, atypical, or potentially suspicious transactions. As a regulated entity, Lux Capital fulfills its legal reporting obligations to financial and law enforcement authorities whenever required under applicable regulations.
• Enhanced Due Diligence (EDD): Where the risk profile of a customer, transaction, or business relationship so warrants, Lux Capital may apply additional due diligence procedures, including requests for supporting documentation to verify the Source of Funds and Source of Wealth, as well as any other information deemed necessary to comply with its regulatory obligations.

Lux Capital reserves the right, at its sole discretion and in accordance with applicable law, to reject, suspend, delay, or cancel any transaction, as well as to restrict, suspend, or terminate its business relationship with any customer who fails to provide the required documentation, provides inconsistent information, or presents a compliance risk incompatible with its internal Anti-Money Laundering (AML), Know Your Customer (KYC), and Counter-Terrorist Financing (CFT) policies.